Newsletter news

# Contenido
34
Nil Rate Band exemption
Written on 10/08/2018
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65
Protected Tax Free Cash is being treated as safeguarded rights by providers
Written on 10/08/2018
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107
Inheritance Tax Relief
Written on 10/08/2018
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108
MiFid II Requirement IFA Target Market Analysis Documentation
Written on 10/08/2018
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110
Pension Knowledge Question
Written on 10/08/2018
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115
Test question!
Written on 10/08/2018
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130
Compliance Calling 7th February 2017
Written on 10/08/2018
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131
Compliance Calling 7th January 2017
Written on 10/08/2018
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132
Compliance Calling 10th January 2017
Written on 10/08/2018
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133
Compliance Calling 14th February
Written on 10/08/2018
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136
Monthly Newsletters
Written on 10/08/2018
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140
Compliance Calling 17th January 2017
Written on 10/08/2018
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141
Compliance Calling 7th March 2017
Written on 10/08/2018
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142
Compliance Calling 28th February 2017
Written on 10/08/2018
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151
Test question 27/04/2018
Written on 10/08/2018
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407
Buy to Let and Let to Buy - New procedures required from 26th June 2020
Written on 25/06/2020
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169
Test question 8th May
Written on 10/08/2018
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170
Test question 11th May
Written on 10/08/2018
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185
Employing family members
Written on 10/08/2018
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188
Test question 18th May
Written on 10/08/2018
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191
Unions urge Tata Steel to bolster pension payouts
Written on 10/08/2018
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196
ICO news and recent enforcement action
Written on 10/08/2018
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197
Test question 25th May
Written on 10/08/2018
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200
Limiting your Liability and cold calling
Written on 10/08/2018
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202
EIS/SEIS statistics - SUBSCRIPTIONS FELL 8% IN 2016/17
Written on 10/08/2018
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203
MSCI Emerging Market index to include China:
Written on 10/08/2018
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204
Investment business still covered by insurance licence in EU
Written on 10/08/2018
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205
Bank Launches £500 Million Fund for SMEs
Written on 10/08/2018
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206
Test question 8th June
Written on 10/08/2018
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207
Charity Sector Pensions under the spotlight
Written on 10/08/2018
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208
Test question 15th June
Written on 10/08/2018
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209
Schroder European Real Estate Investment Trust - ISIN - Gb00By7R8K77
Written on 10/08/2018
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210
The week in brief (w/c 11th June)
Written on 10/08/2018
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211
Family business succession
Written on 10/08/2018
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212
Senior Managers Regime
Written on 10/08/2018
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213
Test question 26th June
Written on 10/08/2018
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214
Prioritisation!
Written on 10/08/2018
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215
The MSCI Emerging Markets index is changed again
Written on 10/08/2018
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216
GDPR: self-reporting data breaches to the FCA
Written on 10/08/2018
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217
High street banks neglect small biz
Written on 10/08/2018
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218
A Fund for the World Cup
Written on 10/08/2018
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219
Test question 29th June
Written on 10/08/2018
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221
Petition to Stop Insolvency Practitioners Raiding Client Funds
Written on 10/08/2018
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222
IPipeline solution builder for Protection Quotes
Written on 10/08/2018
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223
Test question 10th July
Written on 10/08/2018
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224
High court approves Royal London buy out of GARs.
Written on 10/08/2018
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225
Pensions week uncover dormant pension pots
Written on 10/08/2018
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226
Test question 13th July
Written on 10/08/2018
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228
Test question 20th July
Written on 10/08/2018
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229
Jargon Buster
Written on 10/08/2018
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233
Test question 27/07/2018
Written on 10/08/2018
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235
How to sell your client book under GDPR
Written on 10/08/2018
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237
Test question 3rd August
Written on 10/08/2018
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238
Test question 10th August
Written on 10/08/2018
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252
Member Update 19th October
Written on 19/10/2018
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253
Member Update 26th October
Written on 29/10/2018
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254
Member Update 2nd November - SIPP claims
Written on 02/11/2018
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257
Member Update 9th November
Written on 09/11/2018
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258
Member Update 16th November 2018
Written on 15/11/2018
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259
Member Update 23rd November 18
Written on 23/11/2018
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260
Member Update 30th November 18
Written on 30/11/2018
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261
Member Update 7th December
Written on 06/12/2018
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262
Newsletter 14th December 18
Written on 14/12/2018
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263
Newsletter 14th December 18
Written on 14/12/2018
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264
Member Update 4th January
Written on 04/01/2019
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265
Member Update 11th January
Written on 11/01/2019
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266
Member Update 18th January
Written on 17/01/2019
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267
Member Update 1st February 2019
Written on 31/01/2019
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271
Member Update 15th February 2019
Written on 15/02/2019
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272
Member Update 22nd February 2019
Written on 25/02/2019
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280
Member Update 1st March 2019
Written on 01/03/2019
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586
CAPITAL GAINS TAX PLANNING AND THE IFA
Written on 17/11/2022
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285
Member Update 8th March 19
Written on 07/03/2019
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286
Member Update 15th March 2019
Written on 15/03/2019
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291
Member Update 22nd March 2019
Written on 22/03/2019
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297
Member Update 5th April 2019
Written on 04/04/2019
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298
SJP
Written on 04/04/2019
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301
Member Update 12th April 2019
Written on 11/04/2019
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305
Weekly Question
Written on 17/04/2019
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307
FCA's release their eagerly awaited business plan (seriously)
Written on 29/04/2019
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308
Weekly Question - Mortgages
Written on 29/04/2019
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309
DB Pensions - Be Afraid.....Be Very Afraid.....(Not me though!)
Written on 02/05/2019
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310
Weekly Question - Pensions
Written on 02/05/2019
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312
Weekly Question - Taxation
Written on 08/05/2019
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313
MPAA - What is that I hear some of you ask?
Written on 08/05/2019
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316
Weekly Question - Investments
Written on 16/05/2019
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317
Weekly Question - State Benefits
Written on 17/05/2019
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319
Member Update 24th May 2019
Written on 24/05/2019
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322
Weekly Question - Bonds
Written on 30/05/2019
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326
Trust Me......Unit or Investment Trust?
Written on 13/06/2019
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331
Weekly Question - Estate Planning
Written on 26/06/2019
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334
Weekly Question - Investment
Written on 04/07/2019
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335
Weekly Question - Income Protection
Written on 10/07/2019
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337
£33,000 up for grabs for free!
Written on 16/07/2019
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338
Weekly Question - Property & Inheritance Tax
Written on 16/07/2019
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339
FCA ban crypto assets
Written on 19/07/2019
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342
Weekly Question Mortgage Protection
Written on 24/07/2019
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343
To Network or not.....that is the question?
Written on 01/08/2019
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344
Weekly Question - Pensions
Written on 01/08/2019
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348
Weekly Question Investments
Written on 08/08/2019
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385
Member Update 6th December 19
Written on 05/12/2019
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354
Weekly Question Regulation
Written on 29/08/2019
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355
Critical Illness Cover - More Important than ever?
Written on 06/09/2019
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357
VCTs - Should you be considering them?
Written on 18/09/2019
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358
Weekly Question - Investing
Written on 18/09/2019
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360
Pension Sharing Orders on Divorce - Should you avoid them?
Written on 25/09/2019
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361
Weekly Question - Tax Efficient Investing
Written on 25/09/2019
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362
Weekly Question
Written on 02/10/2019
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364
Weekly Question 11th October 19
Written on 11/10/2019
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368
Question for 18th October 19
Written on 17/10/2019
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370
Question for 25th October 19
Written on 22/10/2019
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371
Question for 1st November 19
Written on 01/11/2019
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372
Lessons learned in a crisis with HSBC
Written on 07/11/2019
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373
Question for 8th November 19
Written on 07/11/2019
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374
Lessons from Woodford
Written on 12/11/2019
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375
Woodford Update
Written on 18/11/2019
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376
FTSE halves in size
Written on 18/11/2019
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377
Bonds Offshore versus Bonds onshore
Written on 18/11/2019
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378
IFAs and Psychotherapy
Written on 18/11/2019
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380
Member Update 22nd November 2019
Written on 21/11/2019
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383
Member Update 29th Nov 19
Written on 29/11/2019
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384
£23.4 BILLION of Debt in small biz sector - IFAs unaffected
Written on 29/11/2019
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386
Member Update 13th December 19
Written on 13/12/2019
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387
Pension contributions - maximum allowance
Written on 16/12/2019
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388
IFAs to fight back after Fake signature ruling on claim
Written on 20/12/2019
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389
Member Update 20th December 19
Written on 20/12/2019
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390
Member Update 10th January 2020
Written on 09/01/2020
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391
Farmland is the ultimate inheritance tax vehicle
Written on 09/01/2020
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392
Member Update 17th January 2020
Written on 16/01/2020
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393
Member Update 20th January 2020
Written on 22/01/2020
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394
Member update 20th January 2020 - part 2
Written on 22/01/2020
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395
Member Update 31st January 2020
Written on 31/01/2020
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396
Member update 7th February
Written on 07/02/2020
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397
Travel Insurance rule changes
Written on 07/02/2020
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398
Travel Insurance rule changes
Written on 07/02/2020
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399
IFAC File check appeal process
Written on 07/02/2020
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400
SMART SEARCH
Written on 08/04/2020
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401
Sarasin News for IFAC members
Written on 15/05/2020
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402
Robo Advice post Corona
Written on 15/05/2020
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403
Zoom calls provide an option to replace SR reports
Written on 15/05/2020
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404
Spill your conflakes with FOS letter denying hindsight
Written on 15/05/2020
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405
Member Update 29th May 2020
Written on 29/05/2020
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406
DB Transfers and pensions 12th June 2020
Written on 11/06/2020
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408
VAT and DFM
Written on 26/06/2020
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409
Synaptics training
Written on 03/07/2020
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410
FCA Capital issues for IFA firms going DFM
Written on 03/07/2020
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411
Vulnerable Clients back in the spotlight
Written on 03/08/2020
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412
Priips and the IFA
Written on 07/08/2020
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448
OFFSHORE ADVICE POST BREXIT
Written on 04/03/2021
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414
IFAC launch new exam on BAT for all brokers
Written on 07/09/2020
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415
Wirecard class action raises regulator immunity questions
Written on 07/09/2020
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416
September 2020 comment - the SHOFFICE
Written on 07/09/2020
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417
IFAs advising on bulk S32 transfers ALERT!
Written on 18/09/2020
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418
Ken Baksh Monthly Commentary - November 2020
Written on 01/10/2020
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419
Defined Benefit Abridged Advice
Written on 09/10/2020
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420
Member update 30th October 2020
Written on 29/10/2020
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421
Member update 6th November 2020
Written on 09/11/2020
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422
Promotions under review
Written on 09/11/2020
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423
FSCS MAY BECOME NATIONAL INSURANCE SCHEME
Written on 09/11/2020
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424
CASHFLOW FORECAST TOOL LAUNCHED BY IFAC
Written on 09/11/2020
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425
MORTGAGE MARKET TOPSY TURVY
Written on 09/11/2020
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426
Ken Baksh investment view December 2020
Written on 01/12/2020
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427
Professional Clients
Written on 11/12/2020
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428
Weekly update 11th December 2020
Written on 11/12/2020
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429
IFAC's investment view January 2020
Written on 04/01/2021
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431
TRAINING FROM CRISPIAN
Written on 16/01/2021
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432
ONLINE POP UPS TO "AGREE TERMS" NOT ACCEPTABLE - ESMA
Written on 16/01/2021
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433
WORLD AUTHORITIES MOVE AGAINST BITCOIN
Written on 16/01/2021
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436
Ken Baksh of IFAC's investment view Feb 2021
Written on 01/02/2021
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437
TRAINING COURSES AT IFAC
Written on 10/02/2021
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564
ALVARO'S CYBER SECURITY COLUMN - DRONES
Written on 16/09/2022
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522
BREWIN DOLPHIN SELLS FOR 2.8% OF ASSETS UNDER MANAGEMENT
Written on 01/04/2022
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523
ALVARO'S CYBER SECURITY COLUMN - RUSSIA'S IT CAPACITY PROBLEMS
Written on 01/04/2022
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524
PLAY DIP BINGO LEADS TO PANEL REMOVAL
Written on 01/04/2022
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525
FCA REG DATA HUNGRY - DEVOURING INFORMATION
Written on 20/05/2022
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526
FCA APPLICATIONS TIGHTEN
Written on 20/05/2022
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527
COUNTDOWN TO 2 FACTOR AUTHENTICATION IN BAT
Written on 20/05/2022
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534
ALVARO'S CYBER SECURITY COLUMN - HEALTH DEVICES AND CYBER CRIME
Written on 16/06/2022
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529
FCA FEES GO UP WITH £250 FORM A FEE
Written on 27/05/2022
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530
ALVARO'S CYBER SECURITY COLUMN - CYBERATTACKS
Written on 27/05/2022
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531
FINANCIAL ADVICE IS CHANGING….
Written on 27/05/2022
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532
SELLING YOUR BUSINESS - CLIENT DATA AND OTHER HIDDEN COSTS
Written on 09/06/2022
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533
ALVARO'S CYBER SECURITY COLUMN - CHINESE STATE ATTACKS
Written on 09/06/2022
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535
FINANCIAL ADVICE AND THE FCA
Written on 16/06/2022
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536
CONFLICT OF INTEREST REGISTER
Written on 23/06/2022
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444
FCA Compliant Complaints Handling
Written on 15/02/2021
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440
Data Protection Officer training
Written on 15/02/2021
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438
Director and Supervisor training, including sign off for FCA purposes
Written on 12/02/2021
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442
Pensions technical – new developments in Pension work, GAR transfers
Written on 15/02/2021
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441
Vulnerable Clients
Written on 15/02/2021
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443
Compliance officer training course for SMF16
Written on 15/02/2021
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445
TCF and the suitability of advice
Written on 15/02/2021
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449
Retirement Income Planning and FCA paper GC20/1
Written on 10/03/2021
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450
The Training and Competence sourcebook (TC) changes
Written on 11/03/2021
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451
FCA directory list and the option for a bulk upload
Written on 18/03/2021
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452
Whistleblowing and the FCA
Written on 25/03/2021
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453
Ken Baksh investment view April 21
Written on 08/04/2021
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454
FCA WARNS ADVISORS ON USING WHATSAPP AND SOCIAL MEDIA
Written on 22/04/2021
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455
CORPORATE PLANNING IDEAS ON RETIREMENT
Written on 22/04/2021
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456
Madoff Dies
Written on 22/04/2021
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457
From Madoff to Woodford
Written on 22/04/2021
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458
CRB - DBS CHECK
Written on 22/04/2021
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459
INVESTMENT BONDS & CARE HOMES
Written on 22/04/2021
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460
BEREAVEMENT GUIDANCE
Written on 22/04/2021
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461
WOMEN INVESTORS
Written on 22/04/2021
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462
FCA DATA LAKE
Written on 22/04/2021
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474
New Supervisor Audit Pack issued by IFAC
Written on 07/05/2021
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475
File Check Results Paper
Written on 11/05/2021
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477
CP21/13 A New Consumer Duty
Written on 20/05/2021
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480
Ken Baksh investment view June 21
Written on 01/06/2021
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481
INVESTMENT PATHWAYS
Written on 07/06/2021
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482
LENDING MONEY PRIVATELY
Written on 07/06/2021
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484
Provider Disclosure of charges - Can your rely on it?
Written on 28/06/2021
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483
BOND YIELDS AND DB SCHEMES AND DILEMMAS FOR IFAS
Written on 17/06/2021
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479
Return to Work - policies and procedures
Written on 24/05/2021
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476
CP21/13 A New Consumer Duty
Written on 17/05/2021
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472
Ken Baksh investment view May 21
Written on 04/05/2021
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486
Ken Baksh investment view July 21
Written on 01/07/2021
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487
File Check Results Paper - Q2 2021
Written on 08/07/2021
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488
FCA GRANTED RULE CHANGING LICENCE
Written on 08/07/2021
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489
FUNERAL PLANS
Written on 08/07/2021
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490
FEATURE ARTICLE FROM KIRSTY TURNER, PENSION EXPERT AT IFAC
Written on 16/07/2021
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491
Ken Baksh investment view October 21
Written on 02/08/2021
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497
Ken Baksh investment view November 21
Written on 01/11/2021
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492
FCA probe into Monzo - what this means for IFAs
Written on 06/08/2021
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493
FCA “APOLOGISE” FOR SMF APPROVAL DELAYS
Written on 02/09/2021
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494
SAVING RATES IN UK LEAD TO AN IFA SAVINGS BOOM
Written on 02/09/2021
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495
MASTERCARD RULING IS JUST THE START
Written on 03/09/2021
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496
FCA ON THE RACK
Written on 21/10/2021
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498
HMRC AND CRYPTO ASSETS
Written on 22/11/2021
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499
DATA PROTECTION LEAK AN DACTIONS
Written on 22/11/2021
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500
LOCKDOWNS AND COVID LESSONS
Written on 22/11/2021
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501
FCA'S PERIMETER REPORT – OBSERVATIONS FOR THE INSURANCE MARKET
Written on 22/11/2021
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502
SECONDARY INDIRECT DISCRIMINATION WHEN FORCING EMPLOYEES TO COME BACK TO THE OFFICE
Written on 22/11/2021
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503
KEN BAKSH ON ESG FUNDS
Written on 22/11/2021
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504
IFAC AND BAT
Written on 22/11/2021
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506
Ken Baksh investment view December 21
Written on 03/12/2021
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507
BENCHMARKING AND THE RISE OF INDEX TRACKING FUNDS
Written on 03/12/2021
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508
THE RISE OF THE SMALL IFA, AND WHY NO ONE CAN PROVE THAT ADVICE IS A SCALABLE BUSINESS
Written on 03/12/2021
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509
FCA PAPER ON REGULATORY FEES CP21/33
Written on 17/12/2021
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510
FCA PAPER ON REGULATORY FEES CP21/33 - ARTICLE 2
Written on 21/12/2021
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512
KEN BAKSH INVESTMENT VIEW APRIL 2022
Written on 06/01/2022
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513
FINANCIAL EXAMS ON BAT FOR 2022
Written on 14/01/2022
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514
BITCOIN - THE ANSWER TO A PROBLEM THAT YOU NEVER KNEW YOU HAD
Written on 14/01/2022
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515
CYBERSECURITY AND YOU
Written on 14/01/2022
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516
THE REGULATION OF FUNERAL PLANS BY FCA - PS21-8
Written on 14/01/2022
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517
FCA A NEW CONSUMER DUTY CP21-36
Written on 21/01/2022
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519
FCA TO IMPROVE THE APPOINTED REPRESENTATIVE REGIME
Written on 15/02/2022
Read more
520
PENSION TRANSFER SUB £30k - IS ADVICE REQUIRED?
Written on 15/02/2022
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521
ALVARO'S CYBERSECURITY COLUMN
Written on 17/02/2022
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537
KEN BAKSH LATEST TIP ON FUND MANAGEMENT
Written on 27/06/2022
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538
FCA FEES GOING UP 2022
Written on 30/06/2022
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539
CLAIMS MANAGEMENT
Written on 30/06/2022
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540
TRUST - REGISTRATION WITH HMRC
Written on 30/06/2022
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541
FCA ZERO TOLERANCE ON PANEL REMOVAL
Written on 30/06/2022
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542
PFS DRAWS SWORDS WITH THE FCA
Written on 30/06/2022
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543
CYBER SECURITY FROM ALVARO
Written on 30/06/2022
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544
NON COMPETE CLAUSES IN EMPLOYMENT CONTRACTS
Written on 30/06/2022
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545
HIDDEN FEES IN FUND MANAGEMENT INDUSTRY
Written on 08/07/2022
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546
TIK TOK BANNED IN SOME PLACES
Written on 14/07/2022
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547
THE BIGGEST THING IN (YOUR) BUSINESS
Written on 15/07/2022
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548
ALVARO'S CYBER SECURITY COLUMN - RUSSIAN RANSOMWARE
Written on 25/07/2022
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549
THIS WEEK - FCA DELAYS AND TWELVE YEARS OF DATA
Written on 25/07/2022
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550
CANCELLATION POLICY FOR AUDITS
Written on 25/07/2022
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551
BRITISH STEEL PODCAST: INSURERS PI AND THE IFA MARKET
Written on 25/07/2022
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552
SARASIN - ONLINE SEMINAR FOR IFAC MEMBERS
Written on 25/07/2022
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553
KEN BAKSH INVESTMENT PAGE
Written on 25/07/2022
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554
BAT HAVE PRODUCED THE FOLLOWING SHORT PROMO VIDEOS
Written on 25/07/2022
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555
BRITISH STEEL NON CLAIMS WILL RESHAPE THE IFA INDUSTRY
Written on 29/07/2022
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556
NEW CONSUMER DUTY GUIDANCE
Written on 29/07/2022
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557
BAT AUTO REPORT WRITER
Written on 29/07/2022
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558
BOARDROOM BATTLES PART 1 DIRECTORS
Written on 04/08/2022
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559
A CONSUMER DUTY
Written on 04/08/2022
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560
CONSUMER DUTY AND THE RETURN OF RDR
Written on 12/08/2022
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561
BOARDROOM BATTLES PART 2 SHAREHOLDERS
Written on 12/08/2022
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562
WARNING - THIS WILL SAVE YOU TIME
Written on 12/08/2022
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563
ALVARO'S CYBER SECURITY COLUMN - RABBI CHAIM AND SATAN ATTACKS
Written on 12/08/2022
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584
CYBER SECURITY IN RETAIL FINANCIAL SERVICES
Written on 11/11/2022
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583
ALVARO'S CYBER SECURITY COLUMN - MOBILE SECURITY
Written on 04/11/2022
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577
CONSUMER DUTY
Written on 13/10/2022
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565
FCA DELAYS
Written on 28/09/2022
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566
WHATSAPP AND EMAIL
Written on 28/09/2022
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567
ALASTAIR FRAME ON MORTGAGE FILE CHECK FAILURES
Written on 28/09/2022
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568
SMF 17 - A MYSTERIOUS ROLE
Written on 28/09/2022
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569
KIRSTY TURNER ON FCA EXPECTATIONS ON NEW APPLICATIONS
Written on 28/09/2022
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570
TRAINING VIDEOS
Written on 30/09/2022
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571
KIRSTY TURNER - CONSUMER DUTY TEMPLATE IMPLEMENTATION PLAN
Written on 30/09/2022
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572
ALASTAIR FRAME ON FCA AUTHORISATION
Written on 30/09/2022
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573
ALVARO'S CYBER SECURITY COLUMN - WHATSAPP BUSINESS
Written on 30/09/2022
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574
ADVISING US CITIZENS ON INVESTMENTS IN THE UK
Written on 06/10/2022
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575
ALVARO'S CYBER SECURITY COLUMN - INFORMATION THEFT, THE ORDER OF THE DAY
Written on 06/10/2022
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576
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