TCF and suitability of advice
Understand the FCAâ€™s focus on Treating Customers Fairly strategy
- Ensure you are evidencing suitability correctly
- Ensure you are evidencing appropriateness correctly
- Understand what level of KYC -Â FF is required before making a recommendation
- Confirm your approach to risk profiling meets the regulatorâ€™s expectations
- Learn what regulated firms need to do to demonstrate suitability and appropriateness in practice
- The TCF feedback loop to "show me".
Â On completion all who pass the exam will be certified as accredited by IFAC as receiving training in Suitability and TCF, as required by FCA.
90 minute sessions - same session each day.
On morning ofÂ March 18th, starts at 9am until 10.30am
On morning ofÂ March 26th, starts at 9am until 10.30am