Trainee Financial Adviser Courses
Written on 25/02/2019

Trainee Financial Adviser Courses

Trainee financial adviser courses

On the first Wednesday each month 10am to 1pm

6th March Wednesday 10am to 1pm 
3rd April Wednesday 10am to 1pm  
1st May Wednesday 10am to 1pm  
5th June  Wednesday 10am to 1pm  
3rd July Wednesday 10am to 1pm 

Delivered by experts with years of experience in financial services, this training course is specifically designed for Trainee Financial Advisers and Mortgage Advisers. This course is based around the following three key areas you will need to know in order to work as a Financial Adviser or Mortgage Adviser:

  • Compliance Manual
  • Training and Competence Manual 
  • Procedure Manual (relevant to your firm)

You will also be provided with copies of each manual for all three areas covered.
Each of the three sections takes one hour to cover, and includes over 60 slides, plus handouts.

Each manual will set out, in general terms, the regulatory reponsibilities and minimum standards required for authorised firms and individuals, and will give new entrants a clear idea of expectations for your firm.

Upon completion of the training course, each delegate will need to sit a test, and if they pass, receive a CPD certificate to acknowledge completion.  The course qualifies as Structured CPD.  

  • Members- Free
  • Non-Members- £100 + VAT per attendee

John Downs Head of Compliance at IFAC Ltd and director in charge of T&C Also with presentations by Charlie Palmer, Chairman of IFAC Ltd, on the compliance manual, and by Max Durrant, Head of Operations at IFAC.  and by Chidi Kalu, IFAC specialist on new entrant training and qualified AML reporting officer. See all staff CV's here 

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