Obtain your authorization from FCA with us.
At IFAC, we will act as your compliance support function.
Importantly this goes well beyond just complying with FCA rules.
IFAC act as compliance manager for IFAs. Provide counterparty reassurance via file checks, audits, reviews, enquiries and strategic guidance. We run training courses and exams and take over all regulatory filings on connect and reg-data. Members use our automated compliance solution delivered through BAT.
BAT, Training & Competence, Staff Intranet, Web Development...
GDPR, Mergers & Acquisitions, PI Insurance, Offshore advice, File checks...
Complaints, Business Rescue, Claims Support, Business Development & Finance...
Rates and Commission club
File checks, presale file preparation & SR reports.
FCA Licence application (CCL), Permissions, Reviews, FCA Gabriel Returns, Supervisor, AML, FCA Forex Licence...
This is a fantastic job guys, second to none, well done.
It's so easy now to do the commission runs, everything is within the system, very user friendly, report are easy to produce and they are rectifiable in the event of a mistake been made, this is great!, I could not ask for more, very well done.
Thank you again for your help and support.
— A happy customer
Intelliflo were awful. I asked to speak to the CEO and was told he doesnâ€™t correspond with clients. Great stuff. BAT provides instant reply and guys real happy to talk.
We used to use Intelliflo - incredibly frustrating, very unfriendlyÂ and expensive. Â We want a simple system with everything pretty much in one place in which we could bespoke input fields to suit our business, something that we couldnâ€™t get with previous systems.Â
50% of respondents in a user-member survey said â€œBAT system is â€œeasy and straightforward to useâ€
— member update
Bat makes everything make sense from client databases to T&C
— BAT - IFAC member-user